Compliance Solutions Group

Our Relationship with Compliance Solutions Group

Since its inception CSG has been providing customized compliance solutions that not only meet the needs of its clients, but exceed the expectations of its clients.

Carol Shortall, CAMS, is the founder and CEO of Compliance Solutions Group, LLC. Ms. Shortall is actively involved in all services offered by CSG. Ms. Shortall has more than 20 years of industry experience. Her extensive experience stems from the various positions she has held in the industry, ranging from her positions as a Senior Compliance Examiner with FINRA, to CEO/CCO and/or FINOP of several broker-dealers.

Services Used for Compliance Solutions Group

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